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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-05-20
  • LA RA
    APPROVED
    Since 2025-05-20

Branch Locations

701 Poydras Street, New Orleans, LA 70139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tulane University New Orleans LA 01/2012 12/2016
Office Ops, Llc New Orleans LA 12/2016 04/2017
Hancock/Whitney Investment Services Metairie LA 04/2017 08/2022
Hancock/Whitney Bank Metairie LA 04/2017 12/2024
Cetera Investment Services Llc Saint Cloud MN 08/2022 12/2024
Cetera Investment Advisers Llc New Orleans LA 08/2022 12/2024
Morgan Stanley New Orleans LA 01/2025 05/2025
Cetera Investment Services Llc Saint Cloud MN 05/2025 Present
Hancock Whitney Bank New Orleans LA 05/2025 Present
Cetera Investment Advisers Llc New Orleans LA 05/2025 Present
  • 01/2012 → 12/2016
    Tulane University
    New Orleans, LA
  • 12/2016 → 04/2017
    Office Ops, Llc
    New Orleans, LA
  • 04/2017 → 08/2022
    Hancock/Whitney Investment Services
    Metairie, LA
  • 04/2017 → 12/2024
    Hancock/Whitney Bank
    Metairie, LA
  • 08/2022 → 12/2024
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 08/2022 → 12/2024
    New Orleans, LA
  • 01/2025 → 05/2025
    New Orleans, LA
  • 05/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 05/2025 → Present
    Hancock Whitney Bank
    New Orleans, LA
  • 05/2025 → Present
    New Orleans, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-15
  • S66 Uniform Combined State Law Examination
    2017-09-15
Other Names
  • Kyle P. Hughes

View on SEC IAPD

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