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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-10 |
| WA | RA | APPROVED | 2026-02-10 |
Branch Locations
5525 Nw Fisher Creek Drive, Camas, WA 98607 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Salt Lake City | UT | 04/2017 | 02/2025 |
| Auburn Pharmaceuticals | Salt Lake City | UT | 08/2016 | 06/2018 |
| Healthequity | Draper | UT | 11/2016 | 02/2017 |
| Prince Perelson And Associates | Salt Lake City | UT | 05/2016 | 10/2016 |
| J.P. Morgan Securities Llc | South Ogden | UT | 02/2025 | 10/2025 |
| Jpmorgan Chase Bank, N.A. | South Ogden | UT | 02/2025 | 10/2025 |
| Wells Fargo Clearing Services, Llc | Centerville | UT | 11/2025 | 01/2026 |
| Wells Fargo Bank, Na | Centerville | UT | 11/2025 | 01/2026 |
| Fisher Investments | Camas | WA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-31 |
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