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200 Spring Street Suite 120, Herndon, VA 20170 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-11-30 |
Branch Locations
200 Spring Street Suite 120, Herndon, VA 20170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Financial Llc | Herndon | VA | 04/2017 | Present |
| Unemployed | Woodbridge | VA | 01/2017 | 03/2017 |
| Pentagon Federal Credit Union | Woodbridge | VA | 05/2016 | 12/2016 |
| Lpl Financial, Llc | Herndon | VA | 04/2017 | Present |
| Northwest Financial Advisors, Llc | Herndon | VA | 04/2017 | Present |
1. 11/5/2019 - Northwest Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/15/2021 - NW Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/09/2021 - 10 Hours Per Month/5 Hours During Securities Trading 3. 08/30/2024 - Northwest Financial Advisors, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/22/2024 - 160 Hours per Month/ 8 Hours During Trading - I provide investment advisory services through Northwest Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/11/2024 - Northwest Financial Group, LLC - Other - Referring Broker Dealer - Investment Related - At Reported Business Location(s) - Start Date 08/28/2024 - 160 Hours per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-04-23 |
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