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Current Employers
Northwest Financial Advisors Llc

200 Spring Street Suite 120, Herndon, VA 20170 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-11-30
  • VA RA
    APPROVED
    Since 2020-11-30

Branch Locations

200 Spring Street Suite 120, Herndon, VA 20170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Financial Llc Herndon VA 04/2017 Present
Unemployed Woodbridge VA 01/2017 03/2017
Pentagon Federal Credit Union Woodbridge VA 05/2016 12/2016
Lpl Financial, Llc Herndon VA 04/2017 Present
Northwest Financial Advisors, Llc Herndon VA 04/2017 Present
  • 04/2017 → Present
    Northwest Financial Llc
    Herndon, VA
  • 01/2017 → 03/2017
    Unemployed
    Woodbridge, VA
  • 05/2016 → 12/2016
    Pentagon Federal Credit Union
    Woodbridge, VA
  • 04/2017 → Present
    Lpl Financial, Llc
    Herndon, VA
  • 04/2017 → Present
    Herndon, VA
Other Businesses

1. 11/5/2019 - Northwest Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/15/2021 - NW Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/09/2021 - 10 Hours Per Month/5 Hours During Securities Trading 3. 08/30/2024 - Northwest Financial Advisors, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/22/2024 - 160 Hours per Month/ 8 Hours During Trading - I provide investment advisory services through Northwest Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/11/2024 - Northwest Financial Group, LLC - Other - Referring Broker Dealer - Investment Related - At Reported Business Location(s) - Start Date 08/28/2024 - 160 Hours per Month/ 8 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-04-23
  • S63 Uniform Securities Agent State Law Examination
    2018-04-23
Designations
Other Names
  • Nikyla Hall
  • Nikki Hall
  • Nikki Young
  • Nikyla Young
  • Nikyla Nicole Young

View on SEC IAPD

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