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John Mark Roppolo

Howard Financial Services, Ltd.

Dallas, TX

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Current Employers
Howard Financial Services, Ltd.

8350 Meadow Road Suite 181, Dallas, TX 75231 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-03
  • TX RA
    APPROVED
    Since 2017-06-03

Branch Locations

8350 Meadow Road Suite 181, Dallas, TX 75231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Howard Financial Services, Ltd Plano TX 02/2017 Present
Pegasusablon Dallas TX 03/2013 12/2016
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-02
  • S65 Uniform Investment Adviser Law Examination
    2017-06-02

View on SEC IAPD

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