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Lawton Henry Baker

Focus Asset Management Company

Portsmouth, VA

CRD 3170945

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Employer firm

Focus Asset Management Company CRD 113750

Reported services (Item 5G)

  • REFERRAL OF CLIENTS TO OTHER INVESTMENT ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Focus Asset Management Company

Virginia Beach, VA • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 1999-01-22
  • VA RA
    APPROVED
    Since 1999-01-22

Branch Locations

Portsmouth, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baker And Mcniff, P.C., Cpa'S Virginia Beach VA 10/1977 12/2022
Focus Asset Management Company Virginia Beach VA 12/1998 Present
Jones Cpa Group Virginia Beach VA 11/2021 Present
  • 10/1977 → 12/2022
    Baker And Mcniff, P.C., Cpa'S
    Virginia Beach, VA
  • 12/1998 → Present
    Virginia Beach, VA
  • 11/2021 → Present
    Jones Cpa Group
    Virginia Beach, VA
Other Businesses

TOWNE BANK 5806 HARBOUR VIEW BLVD. SUITE 100, SUFFOLK, VA 23435; NON-INVESTMENT RELATED; DIRECTOR - FINANCIAL SERVICES BOARD; JULY 2016 TO PRESENT; DUTIES INCLUDE SETTING POLICIES FOR THE NON BANK OPERATIONS INCLUDING MORTGAGE, INSURANCE, VACATION RENTAL, REAL ESTATE, WEALTH MANAGEMENT. PREPARATION AND ATTENDANCE AT MONTHLY FINANCIAL SERVICES BOARD MEETINGS. DEVOTES APPROXIMATELY 4 HOURS PER MONTH AND ONE 8 HOUR MEETING PER YEAR. JONES CPA GROUP 120 ATLANTIC STREET, SUITE 300 NORFOLK, VA 23510 NON-INVESTMENT RELATED ACCOUNTING FIRM DIRECTOR & CPA NOVEMBER 2021 TO PRESENT DUTIES INCLUDE: AUDITS, REVIEWS, COMPILATIONS, AND ALL TYPES OF TAX RETURN REVIEW WORK FOR CORPORATIONS, TRUSTS, PARTNERSHIPS, NONPROFITS AND ESTATES AND SUPERVISING STAFF ON ALL OF THIS WORK. HOURS DEVOTED PER MONTH: 100 HOURS PERS MONTH THE MAJORITY OF WHICH IS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-15
  • S65 Uniform Investment Adviser Law Examination
    1999-01-15
Other Names
  • Lb Baker

View on SEC IAPD

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