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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-06-29 |
Branch Locations
555 Wildwood Road, West Bend, WI 53090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First National Bank Of Hartford | Hartford | WI | 03/2013 | 04/2017 |
| First National Bank Of Hartford Dba Fnb Hartford Investment Svcs | Hartford | WI | 07/2019 | Present |
| Voya Financial Advisors, Inc. | Hartford | WI | 10/2018 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Voya Financial Advisors, Inc. | Hartford | WI | 04/2017 | 10/2018 |
| First National Bank Of Hartford Dba Fnb Hartford Investment Svcs | Hartford | WI | 04/2017 | 06/2019 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1.) NAME OF ENTITY:Forte Bank; Yes; 116 W SUMNER ST; HARTFORD; WI; 53027; FINANCIAL SERVICES; ASSISTANT; 4/1/2017; 80; 65; PROVIDE ADMIN DUTIES| 2.) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 116 W SUMNER ST; HARTFORD; WI; 53027; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/17/2018; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.| 3.) NAME OF OTHER BUSINESS: HARTFORD CHAMBER OF COMMERCE, INVESTMENT RELATED: NO, ADDRESS: 1246A E SUMNER ST; HARTFORD; WI; 53027; NATURE OF BUSINESS: CIVIC, START DATE: 02/2023, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX NUMBER OF HOURS PER WEEK: 3, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MAKE POLICY DECISIONS AND PROVIDE OVERALL DIRECTION FOR THE EXECUTIVE DIRECTOR AND CHAMBER. 4.) NAME OF OTHER BUSINESS: FORTE FINANCIAL ADVISORS ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 1/2022 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-30 |
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