David E. Spellman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → Present
  David Spellman Agency
  San Antonio, TX
• 05/2017 → 07/2025
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
• 08/2022 → 12/2022
  Snap Financial
  San Antonio, TX
• 01/2022 → 12/2023
  Turo Car Rental - Spellman Leasing & Mgmt Co.
  San Antonio, TX
• 04/2024 → 12/2024
  Rideshare
  San Antonio, TX
• 07/2025 → Present
  Lpl Financial, Llc
  San Antonio, TX

Previous Registrations

• 2018-10-18 → 2025-08-04
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
  San Antonio, TX
  San Antonio, TX
  Palm Beach Gardens, FL

Other Businesses

1-06/2025 / Spellman Capital Strategies / DBA for LPL Business (entity for LPL business) / INVESTMENT RLTD / 160 HRS MNTH / 8 HRS DURING TRADING / AT BUS LOC / START 07/01/2025 2-06/2025 / David Spellman Agency, LLC / Non-Variable Insurance / INVESTMENT RLTD / 30 HRS MNTH / START 01/01/2017

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-10-17
• S63 Uniform Securities Agent State Law Examination
  2017-08-02

Other Names

• David E. Spellman
• David Edward Spellman