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Giovanni Aaron Vermont Colosio

Empower Advisory Group, LLC

Mesa, AZ

Greenwood Village, CO

CRD 6784155

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-06-24
  • AZ RA
    APPROVED
    Since 2024-06-24

Branch Locations

Mesa, AZ • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Yuma AZ 04/2017 03/2018
Wells Fargo Bank Yuma AZ 07/2016 04/2017
Yuma Investment Group Yuma AZ 04/2017 03/2018
Arizona Western College Yuma AZ 08/2017 05/2018
Wells Fargo Clearing Services, Llc Chandler AZ 10/2022 05/2023
Wells Fargo Bank, Na Yuma AZ 05/2019 04/2021
Farmers Insurance Yuma AZ 03/2018 04/2019
Empower Financial Services, Inc Greenwood Village CO 05/2023 Present
Wells Fargo Chandler AZ 04/2021 10/2022
Empower Advisory Group, Llc Greenwood Village CO 06/2024 Present
  • 04/2017 → 03/2018
    Lpl Financial, Llc
    Yuma, AZ
  • 07/2016 → 04/2017
    Wells Fargo Bank
    Yuma, AZ
  • 04/2017 → 03/2018
    Yuma Investment Group
    Yuma, AZ
  • 08/2017 → 05/2018
    Arizona Western College
    Yuma, AZ
  • 10/2022 → 05/2023
    Chandler, AZ
  • 05/2019 → 04/2021
    Wells Fargo Bank, Na
    Yuma, AZ
  • 03/2018 → 04/2019
    Farmers Insurance
    Yuma, AZ
  • 05/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 04/2021 → 10/2022
    Wells Fargo
    Chandler, AZ
  • 06/2024 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

DoorDash / Delivery Driver.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-02
S63 Uniform Securities Agent State Law Examination 2023-01-09
  • S65 Uniform Investment Adviser Law Examination
    2023-02-02
  • S63 Uniform Securities Agent State Law Examination
    2023-01-09
Other Names
  • Giovanni Colosio
  • Giovanni Vermont-Colosio
  • Giovanni Vermont

View on SEC IAPD

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