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George Lucas Ballard

Charles Schwab & Co., Inc.

St Louis, MO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-05-23
  • MO RA
    APPROVED
    Since 2024-05-23

Branch Locations

500 Maryville University Drive, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Maplewood MO 01/2017 05/2017
Total Quality Logistics St. Louis MS 03/2016 01/2017
Scottrade, Inc. St. Louis MO 05/2017 02/2018
Td Ameritrade, Inc. St Louis MO 02/2018 05/2023
Charles Schwab & Co., Inc. St Louis MO 05/2023 08/2023
Td Ameritrade, Inc. St Louis MO 08/2023 05/2024
Charles Schwab & Co., Inc. St Louis MO 05/2024 Present
  • 01/2017 → 05/2017
    Unemployed
    Maplewood, MO
  • 03/2016 → 01/2017
    Total Quality Logistics
    St. Louis, MS
  • 05/2017 → 02/2018
    Scottrade, Inc.
    St. Louis, MO
  • 02/2018 → 05/2023
    Td Ameritrade, Inc.
    St Louis, MO
  • 05/2023 → 08/2023
    Charles Schwab & Co., Inc.
    St Louis, MO
  • 08/2023 → 05/2024
    Td Ameritrade, Inc.
    St Louis, MO
  • 05/2024 → Present
    Charles Schwab & Co., Inc.
    St Louis, MO
Other Businesses

eBay|Investment Related:No|Selling Baseball cards on eBay|Seller|2024-11-12|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Selling baseball, soccer, football or basketball trading cards on eBay

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-22
S63 Uniform Securities Agent State Law Examination 2017-07-05
  • S66 Uniform Combined State Law Examination
    2024-05-22
  • S63 Uniform Securities Agent State Law Examination
    2017-07-05

View on SEC IAPD

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