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Samuel Robert Morrissey

Wells Fargo Clearing Services, LLC

Tampa, FL

Sun City Center, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-08
  • FL RA
    APPROVED
    Since 2021-09-08

Branch Locations

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

808 N Pebble Beach Blvd, Sun City Center, FL 33573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Sarasota FL 04/2017 Present
Wells Fargo Bank Na Sarasota FL 06/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-07
S63 Uniform Securities Agent State Law Examination 2017-06-16
  • S66 Uniform Combined State Law Examination
    2021-09-07
  • S63 Uniform Securities Agent State Law Examination
    2017-06-16
Other Names
  • Samuel Morrisey
  • Samuel Robert Morrisey

View on SEC IAPD

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