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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-03-09
TX RA APPROVED 2020-03-09
  • NC RA
    APPROVED
    Since 2020-03-09
  • TX RA
    APPROVED
    Since 2020-03-09

Branch Locations

1123 Military Cutoff Rd, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2017 05/2019
Wireless Vision Tulsa OK 03/2012 04/2017
Western Southern Life Wilmington NC 09/2019 12/2019
W&S Brokerage Services Cincinnati OH 10/2019 12/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington NC 02/2020 Present
Bank Of America, N.A. Wilmington NC 02/2020 Present
Unemployed Wilmington NC 06/2019 09/2019
  • 05/2017 → 05/2019
    St Louis, MO
  • 03/2012 → 04/2017
    Wireless Vision
    Tulsa, OK
  • 09/2019 → 12/2019
    Western Southern Life
    Wilmington, NC
  • 10/2019 → 12/2019
    W&S Brokerage Services
    Cincinnati, OH
  • 02/2020 → Present
    Wilmington, NC
  • 02/2020 → Present
    Bank Of America, N.A.
    Wilmington, NC
  • 06/2019 → 09/2019
    Unemployed
    Wilmington, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-01
  • S66 Uniform Combined State Law Examination
    2017-07-01

View on SEC IAPD

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