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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-03-09 |
| TX | RA | APPROVED | 2020-03-09 |
Branch Locations
1123 Military Cutoff Rd, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2017 | 05/2019 |
| Wireless Vision | Tulsa | OK | 03/2012 | 04/2017 |
| Western Southern Life | Wilmington | NC | 09/2019 | 12/2019 |
| W&S Brokerage Services | Cincinnati | OH | 10/2019 | 12/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | NC | 02/2020 | Present |
| Bank Of America, N.A. | Wilmington | NC | 02/2020 | Present |
| Unemployed | Wilmington | NC | 06/2019 | 09/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-01 |
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