Ashlynn Bernadette Mohan

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-11-21

CA RA
APPROVED

Since 2019-11-21

Branch Locations

81 Blue Ravine Road Suite 100, Folsom, CA 95630 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mid-Hudson Athletic Center	Poughkeepsie	NY	09/2011	03/2017
Dutchess Community College	Poughkeepsie	NY	01/2014	12/2016
Vitamin Shoppe	Poughkeepsie	NY	11/2016	02/2018
Axa Advisors Llc	New York	NY	02/2018	06/2020
Equitable Advisors, Llc	New York	NY	02/2018	Present

09/2011 → 03/2017

Mid-Hudson Athletic Center

Poughkeepsie, NY
01/2014 → 12/2016

Dutchess Community College

Poughkeepsie, NY
11/2016 → 02/2018

Vitamin Shoppe

Poughkeepsie, NY
02/2018 → 06/2020

Axa Advisors Llc

New York, NY
02/2018 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. Mohan Enterprises LLC; Rental Property 2021 Porter Way Stockton Ca 95207; Owner; Start Date 08/01/2022 2. Various Outside Insurance

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-11-19
S63	Uniform Securities Agent State Law Examination	2018-03-29

S66 Uniform Combined State Law Examination

2019-11-19
S63 Uniform Securities Agent State Law Examination

2018-03-29

Other Names

Ashley Bernadette Mohan

View on SEC IAPD