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Peter Carson Gardner

Cetera Investment Advisers LLC

Paducah, KY

Paducah, KY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-26
KY RA APPROVED 2018-08-27
  • TX RA
    APPROVED_RES
    Since 2023-12-26
  • KY RA
    APPROVED
    Since 2018-08-27

Branch Locations

2921 Broadway, Paducah, KY 42001 • United States

Paducah, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pikeville KY 04/2017 08/2018
Fifth Third Bank Louisville KY 04/2014 04/2017
Big Spring Country Club Louisville KY 05/2017 09/2017
Bank Of America, N.A. Pikeville KY 10/2017 08/2018
Cetera Investment Services Llc St. Cloud MN 08/2018 Present
Cetera Investment Advisers Llc Paducah KY 08/2018 Present
Regions Bank Paducah KY 08/2018 Present
  • 04/2017 → 08/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pikeville, KY
  • 04/2014 → 04/2017
    Fifth Third Bank
    Louisville, KY
  • 05/2017 → 09/2017
    Big Spring Country Club
    Louisville, KY
  • 10/2017 → 08/2018
    Bank Of America, N.A.
    Pikeville, KY
  • 08/2018 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 08/2018 → Present
    Cetera Investment Advisers Llc
    Paducah, KY
  • 08/2018 → Present
    Regions Bank
    Paducah, KY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-26
  • S66 Uniform Combined State Law Examination
    2017-07-26
Other Names
  • Peter Gardner

View on SEC IAPD

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AE WEALTH MANAGEMENT, LLC · Paducah, KY
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