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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-15 |
| TX | RA | APPROVED | 2019-01-09 |
| CT | RA | APPROVED | 2018-07-30 |
Branch Locations
22 Corporate Woods Boulevard 4Th Floor, Albany, NY 12211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Latham | NY | 04/2017 | 07/2018 |
| Ayco | Albany | NY | 05/2015 | 04/2017 |
| Bank Of America, N.A. | Latham | NY | 10/2017 | 07/2018 |
| Janney Montgomery Scott Llc | Albany | NY | 07/2018 | 07/2022 |
| Janney Montgomery Scott Llc | Albany | NY | 07/2022 | 11/2022 |
| Janney Montgomery Scott Llc | Albany | NY | 11/2022 | 07/2024 |
| Janney Montgomery Scott Llc | Albany | NY | 07/2024 | Present |
Schuyler Meadows Club, Loudonville, NY; Not Investment Related; Nature: Traditional private country club; Title/Position: Committee Member - Serve on Membership Committee; Duties: My committee is selected by the Board to give approvals for prospective members looking to join Schuyler Meadows Club. The Committee simply review letters of support from existing members that would like to nominate Prospective members looking to join the club. Devotes 2 hrs./mo.; Start 04/2021; Not compensated.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-09 |
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