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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-30
IL RA APPROVED 2022-07-11
MD RA APPROVED 2022-05-05
  • TX RA
    APPROVED_RES
    Since 2023-06-30
  • IL RA
    APPROVED
    Since 2022-07-11
  • MD RA
    APPROVED
    Since 2022-05-05

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

1033 Skokie Blvd, Northbrook, IL 60062 • United States

Deer Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 03/2003 Present
Other Businesses

I*2204271, Entity Type: , Name of OBA: D P Living Trust, Address: Deer Park, Illinois, 60010, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 17-Feb-2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-04
  • S66 Uniform Combined State Law Examination
    2022-05-04

View on SEC IAPD

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