Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-12-21 |
| TX | RA | APPROVED | 2017-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 04/2017 | Present |
| Simpson Business Group Llc | Missouri City | TX | 08/2016 | 04/2017 |
| Bank Of America, N.A. | Houston | TX | 11/2017 | Present |
I*104951 For profit or not for profit: For-Profit Organization Name of outside business organization: Simpson Business Group LLC Investment related: N Address of business: Missouri City, Texas 77459 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 6/21/2016 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This was my consulting business prior to joining Merrill Lynch. All clients have been let go and business stopped. Still have some For profit or not for profit: Not for profit Name of outside business organization: Eagle Ridge Townhome HOA Investment related (Y/N): No Address of business: Steamboat Springs, CO 80487 Nature of business: It is a group of residences in Steamboat with a Wyndham management company running the operation. Compensation for Activity (Y/N): No Position, title, association: Board Member Start date of relationship: Jan 2014 Number of hours devoted: About 5-10 per year Number of hours devoted during trading hours: Maximum of 2-4 per year Duties: For the benefit of all of us homeowners, we provide advice and oversight to the management company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-21 |
Reach out to this advisor