Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-12-21
TX RA APPROVED 2017-06-22
  • CO RA
    APPROVED
    Since 2020-12-21
  • TX RA
    APPROVED
    Since 2017-06-22

Branch Locations

800 Capitol St, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 04/2017 Present
Simpson Business Group Llc Missouri City TX 08/2016 04/2017
Bank Of America, N.A. Houston TX 11/2017 Present
Other Businesses

I*104951 For profit or not for profit: For-Profit Organization Name of outside business organization: Simpson Business Group LLC Investment related: N Address of business: Missouri City, Texas 77459 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 6/21/2016 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This was my consulting business prior to joining Merrill Lynch. All clients have been let go and business stopped. Still have some For profit or not for profit: Not for profit Name of outside business organization: Eagle Ridge Townhome HOA Investment related (Y/N): No Address of business: Steamboat Springs, CO 80487 Nature of business: It is a group of residences in Steamboat with a Wyndham management company running the operation. Compensation for Activity (Y/N): No Position, title, association: Board Member Start date of relationship: Jan 2014 Number of hours devoted: About 5-10 per year Number of hours devoted during trading hours: Maximum of 2-4 per year Duties: For the benefit of all of us homeowners, we provide advice and oversight to the management company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-21
  • S66 Uniform Combined State Law Examination
    2017-06-21
Other Names
  • Randy Simpson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor