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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-03 |
| FL | RA | APPROVED | 2022-12-02 |
Branch Locations
9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Beach Fish Camp | Neptune Beach | FL | 12/2015 | 04/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 04/2017 | 07/2022 |
| Bank Of America, N.A. | Jacksonville | FL | 09/2017 | 07/2022 |
| Gwfs Equities, Inc/Empower | Greenwood Village | CO | 07/2022 | 08/2022 |
| Advised Assets Group, Llc / Empower | Greenwood Village | CO | 07/2022 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 09/2022 | Present |
| Bank Of America N.A. | Jacksonville | FL | 10/2022 | Present |
I*107417 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UBER INVESTMENT RELATED: N ADDRESS OF BUSINESS: SAN FRANCISCO, CALIFORNIA 94105 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 7/20/2017 NUMBER OF HOURS DEVOTED: 24 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WILL BE AN UBER DRIVER, PICKING UP AND DROPPING OFF UBER CUSTOMERS. I WILL WORK UNDER 6 HOURS PER WEEK FOR ADDITIONAL INCOME. I*110940 For profit or not for profit: For-Profit Organization Name of outside business organization: Lyft Investment related: N Address of business: San Francisco, California 94104 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 12/7/2017 Number of hours devoted: 30 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Lyft Driver. Picking up and dropping off Lyft customers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-23 |
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