Scott Alan Montes

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 06/2017
  Proequities, Inc
  Birmingham, AL
• 06/2017 → 01/2024
  Keel Point Capital, Llc
  Huntsville, AL
• 01/2024 → 07/2026
  Cloud Investments Llc
  Huntsville, AL
• 08/2026 → Present
  Wealth Enhancement Group
  Huntsville, AL
• 08/2026 → Present
  Wealth Enhancement Advisory Services
  Huntsville, AL

Previous Registrations

• 2017-06-08 → 2024-01-31
  Keel Point, Llc
  Huntsville, AL
• 2012-01-03 → 2017-06-02
  Concourse Financial Group Securities, Inc.
  Birmingham, AL
• 2005-08-15 → 2011-11-07
  Intl Advisory Consultants Inc.
  Birmingham, AL

Other Businesses

WEALTH ENHANCEMENT GROUP - INSURANCE AGENT - HUNTSVILLE, AL. SELL FIXED INSURANCE PRODUCTS. 1 HOUR PER MONTH, 1 HOUR DURING TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2002-05-21
• S63 Uniform Securities Agent State Law Examination
  1998-08-26