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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-01 |
Branch Locations
Citi Wealth Management, Sales 2071 Lemoine Avenue - 02, Fort Lee, NJ 07024 • United States
Cwm Retail, Sales 734 3Rd Avenue, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa National Association | New York | NY | 11/2006 | 08/2017 |
| Hsbc Securities (Usa) Inc. | New York | NY | 05/2017 | 08/2017 |
| Hsbc Bank Usa, National Association | New York | NY | 08/2017 | 05/2021 |
| Hsbc Securiteis Usa, Inc. | New York | NY | 08/2017 | 05/2021 |
| Hsbc Bank Usa, N.A. | New York | NY | 05/2021 | 07/2022 |
| Hsbc Securities (Usa) Inc. | New York | NY | 05/2021 | 07/2022 |
| Citigroup | New York | NY | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-02 |
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