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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-22
NH RA APPROVED 2017-11-01
ME RA APPROVED 2017-08-14
  • TX RA
    APPROVED_RES
    Since 2021-12-22
  • NH RA
    APPROVED
    Since 2017-11-01
  • ME RA
    APPROVED
    Since 2017-08-14

Branch Locations

25 Chestnut St Ste 300N, Portsmouth, NH 03801-4064 • United States

Kittery, ME • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Portsmouth NH 06/2017 03/2020
Textron Specialized Vehicles Augusta GA 08/2016 04/2017
Ameriprise Financial Services, Llc Portsmouth NH 03/2020 Present
  • 06/2017 → 03/2020
    Ameriprise Financial Services Inc
    Portsmouth, NH
  • 08/2016 → 04/2017
    Textron Specialized Vehicles
    Augusta, GA
  • 03/2020 → Present
    Portsmouth, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-20
  • S66 Uniform Combined State Law Examination
    2017-07-20

View on SEC IAPD

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