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Dominick Francis Giovinazzo

Morgan Stanley

San Francisco, CA

CRD 6782404

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-28
CA RA APPROVED 2023-06-16
MI RA APPROVED 2023-06-16
  • TX RA
    APPROVED
    Since 2023-06-28
  • CA RA
    APPROVED
    Since 2023-06-16
  • MI RA
    APPROVED
    Since 2023-06-16

Branch Locations

555 California Street Pwm, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Troy MI 04/2017 06/2017
Jpmorgan Chase Bank, N.A. San Francisco CA 10/2019 03/2022
J.P. Morgan Securities Llc San Francisco CA 10/2019 03/2022
Impact Analytical Midland MI 01/2019 05/2019
Levy Restaurants Clarkston MI 06/2018 10/2018
Unforgettable Occasions Lake Orion MI 06/2015 08/2017
Opa Food And Spirits Lake Orion MI 06/2016 12/2016
Northwood University Midland MI 08/2014 08/2019
Unemployed Lake Orion MI 09/2019 09/2019
Morgan Stanley San Francisco CA 03/2022 Present
  • 04/2017 → 06/2017
    Northwestern Mutual Investment Services, Llc
    Troy, MI
  • 10/2019 → 03/2022
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 10/2019 → 03/2022
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 01/2019 → 05/2019
    Impact Analytical
    Midland, MI
  • 06/2018 → 10/2018
    Levy Restaurants
    Clarkston, MI
  • 06/2015 → 08/2017
    Unforgettable Occasions
    Lake Orion, MI
  • 06/2016 → 12/2016
    Opa Food And Spirits
    Lake Orion, MI
  • 08/2014 → 08/2019
    Northwood University
    Midland, MI
  • 09/2019 → 09/2019
    Unemployed
    Lake Orion, MI
  • 03/2022 → Present
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-16
S63 Uniform Securities Agent State Law Examination 2019-12-10
  • S66 Uniform Combined State Law Examination
    2023-06-16
  • S63 Uniform Securities Agent State Law Examination
    2019-12-10
Other Names
  • Dominick Francis Giovinazzo
  • Dominick Francis Giovinazzo
  • Dominick Francis Giovinazzo

View on SEC IAPD

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