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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-09-29 |
| TX | RA | APPROVED_RES | 2021-08-24 |
Branch Locations
129 Summit Ave Fl 2Nd, Summit, NJ 07901 • United States
Bloomfield, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Philip Nuccetelli, Jr | Secuacus | NJ | 03/2017 | 06/2018 |
| Rutgers University | New Brunswick | NJ | 01/2017 | 12/2018 |
| Brookdale Community College | Middletown | NJ | 09/2014 | 12/2016 |
| Axa Advisors, Llc | New York | NY | 07/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2018 | 07/2021 |
| Ameriprise Financial Services Llc | Jersey City | NJ | 08/2021 | Present |
Independent Insurance Brokering; n/a; 08/05/2025; Medicare Supplement, Group, Health. Business Ownership; Shivam Mittal Holdings LLC; Owner; Manage Ameriprise Business; 129 Summit Ave, 2nd Fl, Summit, NJ, 07901; Investment-Related; 08/15/2024; 40 to 59 hours per month; 20 to 39 during trading hours. Board of Directors; Men's Retreat Group; Treasurer; 158 Delavergne Ave, , Wappingers Falls, NY, 12590; Not Investment-Related; 08/01/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-23 |
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