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James Christopher Gaddy

State Farm Investment Management Corp.

Chester, SC

Chester, SC

CRD 3170556

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-10-01
NC RA APPROVED 2025-09-30
SC RA APPROVED 2025-09-30
  • GA RA
    APPROVED
    Since 2025-10-01
  • NC RA
    APPROVED
    Since 2025-09-30
  • SC RA
    APPROVED
    Since 2025-09-30

Branch Locations

503 Chester Ave Suite E, Chester, SC 29706 • United States

179 1/2 Columbia St, Chester, SC 29706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James Gaddy Insurance Agency Chester SC 04/2002 Present
State Farm Vp Management Corp. Chester SC 04/2002 Present
State Farm Investment Management Corp Chester SC 09/2025 Present
  • 04/2002 → Present
    James Gaddy Insurance Agency
    Chester, SC
  • 04/2002 → Present
    State Farm Vp Management Corp.
    Chester, SC
  • 09/2025 → Present
    Chester, SC
Previous Registrations
Other Businesses

1) ADDL COMP FOR CONSULTANT SERVICES FOR SF AGENT DEAN GADDY;PERTAIN TO INSURANCE AND BUSINESS MGMT;ONLY INV RELATED BUSINESS I DO PERTAINS TO PPW AND COMPLIANCE W/ SF PROCEDURES; 4/2002;15 HRS/MO; THIS BUSINESS IS CONDUCTED BY UNDER MY CURRENT SELF-EMPLOYED STATUS AS A REGISTERED STATE FARM AGENT. 2) BIG WATER PROPERTIES, LLC; 5 MEMBER LLC; investment related; PO BOX 2066 ANDERSON SC; PURCHASE LAND FOR DEVELOPMENT AND RESALE; 4; 0; DECISION MAKING, FINANCIAL SUPPORT, MGEMT 3) James Gaddy's Insurance Agency; Insurance Agency; Investment-related; 179 1/2 Columbia St Chester, SC 29706-2922; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 08/01/1999; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-29
S63 Uniform Securities Agent State Law Examination 2000-08-01
  • S65 Uniform Investment Adviser Law Examination
    2025-09-29
  • S63 Uniform Securities Agent State Law Examination
    2000-08-01
Other Names
  • Chris Gaddy

View on SEC IAPD

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