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4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-01-26 |
| IL | RA | APPROVED | 2019-02-06 |
| FL | RA | APPROVED | 2018-08-10 |
| IA | RA | APPROVED | 2018-03-05 |
| OH | RA | APPROVED | 2018-01-26 |
Branch Locations
4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126 • US
6479 Reflections Drive Suite 230, Dublin, OH 43017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lasersmith, Inc | Columbus | OH | 12/1994 | Present |
| Dba Oro Insurance | Columbus | OH | 01/2014 | 02/2017 |
| Allstate Insurance Co | Columbus | OH | 02/2017 | 07/2017 |
| Gradient Securities, Llc | Arden Hills | MN | 01/2018 | Present |
| Nextnet Technologies, Ltd | Columbus | OH | 06/2002 | Present |
| Sky King Supplies, Llc | Columbus | OH | 06/2006 | Present |
1. DBA SILVER BAY INSURANCE; INV RELATED; 6479 REFLECTIONS DRIVE, SUITE 230, DUBLIN, OH 43017; FIXED INSURANCE SALES; INSURANCE AGENT; START 12/2018; 80 HOURS PER MONTH, 80 HOURS DURING SECURITIES TRADING HOURS; INSURANCE SALES. 2. NEXTNET TECHNOLOGIES, LTD; NOT INV RELATED; 6479 REFLECTIONS DRIVE, SUITE 230, DUBLIN, OH 43017; SOFTWARE SALES; PRESIDENT; START 06/2002; 0 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS; BUSINESS IS NO LONGER ACTIVE. 3. SKY KING SUPPLIES, LLC; NOT INV RELATED; 6479 REFLECTIONS DRIVE, SUITE 230, DUBLIN, OH 43017; RETAIL SALES; PRESIDENT; START 06/2006; 0 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS; BUSINESS IS NO LONGER ACTIVE. 4. LASERSMITH INC; NOT INV RELATED; 6479 REFLECTIONS DRIVE, SUITE 230, DUBLIN, OH 43017; RETAIL SALES; PRESIDENT; START 12/1994; 0 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS; BUSINESS IS NOW PARKED FOR FUTURE USE. 5. DBA SILVER BAY WEALTH ADVISORS; INV RELATED; 6479 REFLECTIONS DRIVE, SUITE 230, DUBLIN, OH 43017; FINANCIAL SERVICES; REGISTERED REPRESENTATIVE; START 02/2018; DBA NAME USED FOR SECURITIES AND ADVISORY SERVICES. 6. ALEX WONG; NOT INV RELATED; 2259 STARLEAF LANE, COLUMBUS, OH 43235; RETAIL SALES; SALES REP; START 08/2020; 2 HOURS PER MONTH; 2 HOURS DURING SECURITIES TRADING HOURS; RETAIL SALES OF ELECTRONICS AND HARDWARE. 7. GATEWAY NOTARY; NOT INV RELATED; 2259 STARLEAF LANE, COLUMBUS, OH 43235; NOTARY; NOTARY; START 11/2023; 24 HOURS PER MONTH; 24 HOURS DURING SECURITIES TRADING HOURS; NOTARIZE DOCUMENTS. 8. ALEX WONG ADVERTISING; NOT INV RELATED; 2259 STARLEAF LANE, COLUMBUS, OH 43235; SOCIAL MEDIA ADVERTISING; OWNER; START 8/2025; 25 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; ASSISTS VARIOUS BUSINESSES WITH SOCIAL MEDIA ADVERTISING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-08-20 |
| S65 | Uniform Investment Adviser Law Examination | 2018-01-08 |
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