Levi Ashley

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

Middle Grove, NY • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley	Oneonta	NY	03/2019	03/2020
Halliday Financial	Clifton Park	NY	07/2018	12/2018
New York University	New York	NY	08/2017	07/2018
Northwestern Mutual	Latham	NY	05/2017	08/2017
New York University	New York	NY	06/2016	05/2017
Purshe Kaplan Sterling Investments	Albany	NY	12/2020	03/2021
Unemployed	Clifton Park	NY	03/2020	12/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Albany	NY	03/2021	05/2022
Bank Of America, N.A.	Saratoga Springs	NY	05/2022	10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Saratoga Springs	NY	05/2022	10/2022
Fidelity Investments	Albany	NY	11/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

03/2019 → 03/2020

Morgan Stanley

Oneonta, NY
07/2018 → 12/2018

Halliday Financial

Clifton Park, NY
08/2017 → 07/2018

New York University

New York, NY
05/2017 → 08/2017

Northwestern Mutual

Latham, NY
06/2016 → 05/2017

New York University

New York, NY
12/2020 → 03/2021

Purshe Kaplan Sterling Investments

Albany, NY
03/2020 → 12/2020

Unemployed

Clifton Park, NY
03/2021 → 05/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Albany, NY
05/2022 → 10/2022

Bank Of America, N.A.

Saratoga Springs, NY
05/2022 → 10/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saratoga Springs, NY
11/2022 → Present

Fidelity Investments

Albany, NY
03/2025 → Present

Fidelity Investments

Boston, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-04-26

Other Firms