Richard Daniel Scarpitti

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 01/2017
  Commonwealth Financial Network
  San Diego, CA
• 02/2017 → 02/2018
  Scottrade, Inc.
  Pleasanton, CA
• 02/2018 → 12/2022
  Td Ameritrade, Inc.
  Pleasanton, CA
• 02/2018 → 12/2022
  Td Ameritrade Investment Management, Llc
  Pleasanton, CA
• 01/2022 → Present
  Charles Schwab & Co., Inc.
  Pleasanton, CA
• 07/2022 → Present
  Charles Schwab Bank, Ssb
  Pleasanton, CA

Previous Registrations

• 2018-02-26 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Pleasanton, CA
  Pleasanton, CA
• 2018-02-27 → 2022-10-14
  Td Ameritrade, Inc.
  Pleasanton, CA
  Sacramento, CA
  Omaha, NE
• 2017-02-01 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO
• 2014-08-29 → 2017-02-02
  Commonwealth Financial Network
  Oakland, CA
• 2008-01-15 → 2014-09-24
  Lpl Financial Llc
  San Diego, CA
  Walnut Creek, CA
  Walnut Creed, CA
  Fort Mill, SC
• 2007-08-23 → 2008-01-15
  Osaic Services, Inc.
  Walnut Creek, CA

Exams

• S66 Uniform Combined State Law Examination
  2006-11-27

Other Names

• Richard D Scarpitti
• Richard Scarpitti