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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-26 |
Branch Locations
85 Civic Center Plaza Suite 202, Poughkeepsie, NY 12601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Juliano Plumbing And Heating | Staatsburg | NY | 11/2013 | 09/2017 |
| Ibm | Hopewell Junction | NY | 09/2017 | 12/2017 |
| Axa Advisors Llc | New York | NY | 12/2017 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 12/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-10 |
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