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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-26
  • NY RA
    APPROVED
    Since 2024-11-26

Branch Locations

85 Civic Center Plaza Suite 202, Poughkeepsie, NY 12601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Juliano Plumbing And Heating Staatsburg NY 11/2013 09/2017
Ibm Hopewell Junction NY 09/2017 12/2017
Axa Advisors Llc New York NY 12/2017 06/2020
Equitable Advisors, Llc New York NY 12/2017 Present
  • 11/2013 → 09/2017
    Juliano Plumbing And Heating
    Staatsburg, NY
  • 09/2017 → 12/2017
    Ibm
    Hopewell Junction, NY
  • 12/2017 → 06/2020
    Axa Advisors Llc
    New York, NY
  • 12/2017 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-22
S63 Uniform Securities Agent State Law Examination 2018-01-10
  • S66 Uniform Combined State Law Examination
    2024-11-22
  • S63 Uniform Securities Agent State Law Examination
    2018-01-10
Other Names
  • Michael Starego
  • Michael D Starego

View on SEC IAPD

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