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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-16 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prestige Realty | Grand Junction | CO | 08/2016 | 01/2018 |
| Dr Julie Gillis Dds | Grand Junction | CO | 01/2017 | 03/2017 |
| Mesa County Valley Sch Dist 51 | Grand Junction | CO | 02/2016 | 04/2018 |
| Student | Grand Junction | CO | 04/2007 | 12/2016 |
| Axa Advisors, Llc | New York | NY | 09/2017 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2017 | 01/2023 |
| Fisher Investments | Plano | TX | 10/2023 | Present |
| D.A.DAvidson & Co. | Grand Junction | CO | 01/2023 | 09/2023 |
the name of the other business; NA whether the business is investment-related ; No the address of the other business; CO the nature of the other business; Rental home your position; Landlord title, or relationship with the other business; Property Owner the start date of your relationship; 12/1/23 the approximate number of hours/month you devote to the other business; 0 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Property Ownership and management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-11 |
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