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Michael Foster Mcgovern

Fisher Investments

Plano, TX

CRD 6781720

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-16
  • TX RA
    APPROVED
    Since 2023-10-16

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prestige Realty Grand Junction CO 08/2016 01/2018
Dr Julie Gillis Dds Grand Junction CO 01/2017 03/2017
Mesa County Valley Sch Dist 51 Grand Junction CO 02/2016 04/2018
Student Grand Junction CO 04/2007 12/2016
Axa Advisors, Llc New York NY 09/2017 06/2020
Equitable Advisors, Llc New York NY 09/2017 01/2023
Fisher Investments Plano TX 10/2023 Present
D.A.DAvidson & Co. Grand Junction CO 01/2023 09/2023
  • 08/2016 → 01/2018
    Prestige Realty
    Grand Junction, CO
  • 01/2017 → 03/2017
    Dr Julie Gillis Dds
    Grand Junction, CO
  • 02/2016 → 04/2018
    Mesa County Valley Sch Dist 51
    Grand Junction, CO
  • 04/2007 → 12/2016
    Student
    Grand Junction, CO
  • 09/2017 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 09/2017 → 01/2023
    New York, NY
  • 10/2023 → Present
    Plano, TX
  • 01/2023 → 09/2023
    D.A.DAvidson & Co.
    Grand Junction, CO
Previous Registrations
  • 2023-01-26 → 2023-10-04
    Grand Junction, CO
  • 2018-01-18 → 2023-02-01
    Grand Junction, CO
    Lakewood, CO
    Grand Junction, CO
    Ft. Collins, CO
    Grand Junction, CO
    Grand Junction, CO
    Grand Junction, CO
    Grand Junction, CO
    Greenwood Village, CO
Other Businesses

the name of the other business; NA whether the business is investment-related ; No the address of the other business; CO the nature of the other business; Rental home your position; Landlord title, or relationship with the other business; Property Owner the start date of your relationship; 12/1/23 the approximate number of hours/month you devote to the other business; 0 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Property Ownership and management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-11
  • S66 Uniform Combined State Law Examination
    2018-01-11
Other Names
  • Michael Mcgovern

View on SEC IAPD

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