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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-07-17
  • WI RA
    APPROVED
    Since 2018-07-17

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wisconsin Packaging Corp. Fort Atkinson WI 10/2012 06/2017
Thrivent Investment Management Inc Milwaukee WI 05/2017 06/2018
Thrivent Financial Appleton WI 06/2017 10/2017
Thrivent Financial Appleton WI 10/2017 06/2018
Northwestern Mutual Investment Services Llc Milwaukee WI 07/2018 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2018 Present
  • 10/2012 → 06/2017
    Wisconsin Packaging Corp.
    Fort Atkinson, WI
  • 05/2017 → 06/2018
    Milwaukee, WI
  • 06/2017 → 10/2017
    Thrivent Financial
    Appleton, WI
  • 10/2017 → 06/2018
    Thrivent Financial
    Appleton, WI
  • 07/2018 → Present
    Milwaukee, WI
  • 06/2018 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
Previous Registrations
Other Businesses

ST. MARCUS LUTHERAN CHURCH AND SCHOOL POSITION: Member of Church and School Business Council NATURE: St Marcus Lutheran Church is a member of the Wisconsin Evangelical Lutheran Synod (WELS). St. Marcus Lutheran School is a nationally recognized leader in Christian urban education INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2017 ADDRESS: 2215 N Palmer St., Milwaukee WI 53212, United States DESCRIPTION: The Business Council is one of several councils that supports the St Marcus Board of directors. The Business Council has no decision making authority, but is responsible for: (1) reviewing and assessing financial results and opportunities; and (2) providing summaries and recommendations to the Board for their review and consideration.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-01
  • S66 Uniform Combined State Law Examination
    2017-08-01

View on SEC IAPD

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