Angela Marie Treff

Current Employers

Employment History

• 02/1991 → Present
  Angela M. Treff
  Pasadena, MD
• 01/2004 → Present
  Craig & Treff Financial Services
  Severna Park, MD
• 12/2009 → Present
  Kestra Investment Services, Llc.
  Severna Park, MD
• 04/2016 → Present
  Kesra Advisory Services, Llc.
  Severna Park, MD

Previous Registrations

• 2001-07-09 → 2009-12-31
  Medallion Advisory Services, Llc
  Severna Park, MD

Other Businesses

Business Name: Craig & Treff Financial Services Investment Related: Yes Address: 819 Ritchie Hwy, Suite 1015 Severna Park MD 21146 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC; Tax/Accounting/CPA Position: Partner in Craig & Treff Financial Services Sole Proprietor of Angela M Treff, CPA, CFP Start Date: 1/1/2004 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Income tax preparation/planning and insurance agent selling life insurance, long term care insurance and annuities. Also provide Notary service. Business Name: Flowers Financial Group Investment Related: Yes Address: 101 E Chesapeake Ave Ste 404 Towson MD 21286 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position: Other, Lorraine Flowers has a C-Corp in place. I am not an owner. I am getting to know her clients in preparation of her sale to me. I am compensated through split rep codes at NFP currently. Start Date: 1/20/2015 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Registered rep Business Name: MARYLAND YACHT CLUB POSITION: Finance Committee member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: 1500 Fairview Beach Rd, Pasadena MD 21122, United States DESCRIPTION: Spend 1 hour per week helping with accounting and report preparation for Board members. Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 04/04/2016 ADDRESS: 5707 Southwest Parkway Building 2, Suite 400, Austin TX 78735 DESCRIPTION: Investment advisory services Business Name: FLOWERS FINANCIAL GROUP POSITION: Other, Lorraine Flowers has a C-Corp in place and she is the sole owner. My role is that of consulting so that I can get to know the clients in preparation of her sale of the business. The compensation I receive comes from split rep codes. NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 21 START DATE: 01/20/2015 ADDRESS: 101 E Chesapeake Ave Ste 404, Towson MD 21286, United States DESCRIPTION: Registered rep Business Name: CRAIG & TREFF FINANCIAL SERVICES POSITION: Owner in Craig & Treff Financial Services NATURE: Tax/Accounting/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 21 START DATE: 01/01/2004 ADDRESS: 819 Ritchie Hwy, Suite 1015, Severna Park MD 21146, United States DESCRIPTION: Income tax preparation/planning and insurance agent selling life insurance, long term care insurance and annuities. Also provide Notary service.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-06
• S63 Uniform Securities Agent State Law Examination
  1999-09-10

Designations

Other Names

• Angie Tate