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Stephanie Luo

J.P. Morgan Securities LLC

Irvine, CA

CRD 6781523

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-22
TX RA APPROVED 2023-12-22
  • CA RA
    APPROVED
    Since 2023-12-22
  • TX RA
    APPROVED
    Since 2023-12-22

Branch Locations

3978 Barranca Parkway, Irvine, CA 92606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Irvine CA 01/2015 07/2022
Jp Morgan Securities Llc Irvine CA 04/2017 02/2019
Mechanics Bank Newport Beach CA 08/2022 05/2023
J.P. Morgan Securities Llc Irvine CA 10/2023 Present
Jpmorgan Chase Bank, N.A. Irvine CA 10/2023 Present
Unemployed Corona Del Mar CA 06/2023 09/2023
  • 01/2015 → 07/2022
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 04/2017 → 02/2019
    Jp Morgan Securities Llc
    Irvine, CA
  • 08/2022 → 05/2023
    Mechanics Bank
    Newport Beach, CA
  • 10/2023 → Present
    J.P. Morgan Securities Llc
    Irvine, CA
  • 10/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 06/2023 → 09/2023
    Unemployed
    Corona Del Mar, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-22
S63 Uniform Securities Agent State Law Examination 2017-07-10
  • S66 Uniform Combined State Law Examination
    2023-11-22
  • S63 Uniform Securities Agent State Law Examination
    2017-07-10
Other Names
  • Stephanie Luo

View on SEC IAPD

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