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Egzon Dauti

Ubs Financial Services Inc.

New Haven, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-10-09
  • CT RA
    APPROVED
    Since 2025-10-09

Branch Locations

1 Century Tower 265 Church Street Suite 1102, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank New Haven CT 11/2015 03/2017
Citizens Securities, Inc Middletown CT 04/2017 11/2017
Key Bank Hartford CT 11/2017 07/2025
Ubs Financial Services Inc New Haven CT 07/2025 Present
  • 11/2015 → 03/2017
    Key Bank
    New Haven, CT
  • 04/2017 → 11/2017
    Citizens Securities, Inc
    Middletown, CT
  • 11/2017 → 07/2025
    Key Bank
    Hartford, CT
  • 07/2025 → Present
    Ubs Financial Services Inc
    New Haven, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-09
S63 Uniform Securities Agent State Law Examination 2017-06-13
  • S66 Uniform Combined State Law Examination
    2025-10-09
  • S63 Uniform Securities Agent State Law Examination
    2017-06-13

View on SEC IAPD

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DAVID LEWIS KING
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