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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-25 |
| TX | RA | APPROVED | 2023-08-25 |
Branch Locations
1478 Stone Point Drive Suite 500, Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Scotts Valley | CA | 06/2015 | 07/2017 |
| Wells Fargo Clearing Services, Llc | Carmel | CA | 06/2017 | 07/2020 |
| Edward Jones | Sacramento | CA | 07/2020 | 08/2023 |
| Morgan Stanley Smith Barney Llc | Roseville | CA | 08/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2023 | Present |
*596458 - Sacramento Estate Planning Council; Investment related: No; Sacramento, California; Education; Board Member(proprietor, partner, officer, director, employee, trustee, agent); 7/2024; During business hours: 0; After business hours: 4; Business Development/Growth:Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-22 |
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