Yijun Yao

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-26
CA	RA	APPROVED	2019-08-09

TX RA
APPROVED_RES

Since 2022-01-26
CA RA
APPROVED

Since 2019-08-09

Branch Locations

1901 Main Street Suite 700, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank	Irvine	CA	04/2017	05/2019
Unemployed	Irvine	CA	01/2017	04/2017
Bank Of China	Nanjing		07/2016	01/2017
Jp Morgan Securities Llc	Irvine	CA	04/2017	05/2019
Morgan Stanley Smith Barney Llc	Irvine	CA	05/2019	Present
Morgan Stanley Private Bank, N.A	New York	NY	08/2019	Present

04/2017 → 05/2019

Jpmorgan Chase Bank

Irvine, CA
01/2017 → 04/2017

Unemployed

Irvine, CA
07/2016 → 01/2017

Bank Of China

Nanjing
04/2017 → 05/2019

Jp Morgan Securities Llc

Irvine, CA
05/2019 → Present

Morgan Stanley Smith Barney Llc

Irvine, CA
08/2019 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-09
S63	Uniform Securities Agent State Law Examination	2017-05-24

S66 Uniform Combined State Law Examination

2019-08-09
S63 Uniform Securities Agent State Law Examination

2017-05-24

Other Names

Grace Yao

View on SEC IAPD

More in Irvine, CA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor