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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-14
  • TX RA
    APPROVED
    Since 2019-05-14

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of North Texas Denton TX 08/2015 12/2016
Unemployed Dallas TX 01/2017 04/2017
Charles Schwab & Co. Westlake TX 04/2017 Present
  • 08/2015 → 12/2016
    University Of North Texas
    Denton, TX
  • 01/2017 → 04/2017
    Unemployed
    Dallas, TX
  • 04/2017 → Present
    Charles Schwab & Co.
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-14
S63 Uniform Securities Agent State Law Examination 2017-10-03
  • S66 Uniform Combined State Law Examination
    2019-05-14
  • S63 Uniform Securities Agent State Law Examination
    2017-10-03

View on SEC IAPD

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