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Steven J Rastrelli

Wells Fargo Clearing Services, LLC

Indianapolis, IN

CRD 3170366

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-21
IN RA APPROVED 2024-05-09
  • TX RA
    APPROVED_RES
    Since 2025-03-21
  • IN RA
    APPROVED
    Since 2024-05-09

Branch Locations

8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boy Scout Troop 96 Indianapolis IN 10/2011 Present
Pnc Investments Indianapolis IN 03/2015 05/2024
Wells Fargo Clearing Services, Llc Indianapolis IN 05/2024 Present
  • 10/2011 → Present
    Boy Scout Troop 96
    Indianapolis, IN
  • 03/2015 → 05/2024
    Pnc Investments
    Indianapolis, IN
  • 05/2024 → Present
    Wells Fargo Clearing Services, Llc
    Indianapolis, IN
Previous Registrations
  • 2015-04-03 → 2024-05-14
    Pnc Wealth Management Llc
    Indianapolis, IN
    Shelbyville, IN
    Batesville, IN
    Indianapolis, IN
    Greenfield, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2012-10-01 → 2015-04-08
    J.P. Morgan Securities Llc
    Indianapolis, IN
    Indianapolis, IN
  • 2005-07-13 → 2012-10-01
    Chase Investment Services Corp.
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-08
S63 Uniform Securities Agent State Law Examination 1999-03-24
  • S66 Uniform Combined State Law Examination
    2005-07-08
  • S63 Uniform Securities Agent State Law Examination
    1999-03-24
Other Names
  • Steven Joseph Rastrelli

View on SEC IAPD

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