Brady William Baxter

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2020 → Present
  Principal Life Insurance Company
  Bettendorf, IA
• 11/2020 → Present
  Principal Securities Inc
  Bettendorf, IA
• 04/2017 → 11/2020
  Baxter Financial Services
  Dewitt, IA
• 08/2013 → 10/2020
  Springbrook Country Club
  Dewitt, IA
• 01/2018 → 05/2020
  University Of Iowa
  Iowa City, IA
• 08/2013 → 05/2017
  Central Dewitt High School
  Dewitt, IA
• 01/2026 → Present
  Baxter Investment Group
  Bettendorf, IA

Other Businesses

***Fixed Insurance; Investment Related; Davenport, IA; Agent; Fixed Life, Health, Dental, LTC, DI, Medicare Supplement; Start Date: 03/16/2021; 4 hrs per month; 4 during trading hours. ***SPRINGBROOK COUNTRY CLUB POSITION: Greenskeeper NATURE: Volunteer at Local Golf Course INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2022 ADDRESS: 2122 17th Ave, DeWitt IA 52742, United States DESCRIPTION: I am a greens keeper. I mow grass out there on the weekends on occasion. I volunteer my time and in return I get a membership to play on the golf course. I do not work at all during the winter, only during the summer months. ***BAXTER INVESTMENT GROUP LLC POSITION: Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 5103 Utica Ridge Road, Davenport IA 52807, United States DESCRIPTION: Formed partnership with my dad, Scott Baxter. ***BWB FIX ALL POSITION: BWB Fix All NATURE: Construction work INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 322 3rd Ave, De Witt IA 52742, United States DESCRIPTION: When Scott and Greg need help doing something or fixing something they call me and I go over there and fix it. ***BAXTER INVESTMENT GROUP (DBA) POSITION: Financial Representative NATURE: Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2026 ADDRESS: 5207 Competition Dr, Bettendorf IA 52722, United States DESCRIPTION: Marketing Purposes.

Exams

• S66 Uniform Combined State Law Examination
  2021-03-08