Roberto David Lopez

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2017 → 06/2017
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 05/2015 → 04/2017
  Wells Fargo
  Phoenix, AZ
• 08/2017 → 11/2018
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 11/2018 → 10/2019
  Sage Point Financial
  Phoenix, AZ
• 10/2019 → 02/2020
  Financial Engines Advisors L.L.C
  Sunnyvale, CA
• 02/2020 → 08/2023
  Cbiz
  Cleveland, OH
• 08/2023 → Present
  Nationwide Investment Services Corporation
  Columbus, OH

Previous Registrations

• 2020-03-26 → 2023-06-14
  Cbiz Investment Advisory Services, Llc
  Cleveland, OH
  Phoenix, AZ
  Tucson, AZ
• 2020-03-26 → 2021-12-31
  Cbiz Financial Solutions, Inc.
  Cleveland, OH
  Phoenix, AZ
  Tucson, AZ
• 2019-10-30 → 2020-03-11
  Edelman Financial Engines
  Phoenix, AZ
• 2019-04-16 → 2019-10-09
  Osaic Services, Inc.
  Scottsdale, AZ
  Phoenix, AZ
  Scottsdale, AZ

Other Businesses

--Robert Lopez is a Soccer Coach for the Paradise Valley Unified School District in Phoenix Arizona. He spends approximately 24 hours a month coaching 0 of which hours occur during trading hours. He is compensated for his coaching. --Robert Lopez works flexible hours for the company GoShare Inc. which is a shipping and delivery company. He receives compensation per each delivery. He works flexible hours as needed, 0 of which occur during trading hours. --Position: Head Coach Company/Employer: Glendale Community College Location: Glendale, AZ Start Date: 08/01/2022 Hours Devoted Monthly: 40 Hours During Trading Hours: 0 Investment Related: No --Position: Driver Company/Employer: Uber and Lyft Location: Peoria, AZ Start Date: 02/02/2024 Hours Devoted Monthly: 5 Hours During Trading Hours: 0 Investment Related: No --Position: Coach Company/Employer: Peoria Unified School District Location: Glendale, AZ Start Date: 11/01/2024 Hours Devoted Monthly: 30 Hours During Trading Hours: 0 Investment Related: No --Position: Coach Company/Employer: Copper Canyon High School Location: Glendale, AZ Start Date: 11/10/2025 Hours Devoted Monthly: 32 Hours During Trading Hours: 0 Investment Related No

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-04-13
• S63 Uniform Securities Agent State Law Examination
  2017-05-17

Other Names

• Roberto David Lopez
• Robert David Lopez
• Roberto Lopez
• Roberto D Lopez