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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-09-19
  • IL RA
    APPROVED
    Since 2017-09-19

Branch Locations

Holland, MI • United States

2525 Cabot Drive Suite 100R, Lisle, IL 60532 • United States

Rolling Meadows, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Investor Services Rosemont IL 04/2017 09/2017
Mutual Of Omaha Insurance Company Rosemont IL 07/2016 09/2017
Vipco Advisors Frisco TX 04/2016 12/2016
Voya Financial Advisors, Inc. Lisle IL 09/2017 Present
Uncle Julio'S Restaurant Lombard IL 01/2018 04/2018
Kona Grill Oak Brook IL 03/2018 05/2018
  • 04/2017 → 09/2017
    Mutual Of Omaha Investor Services
    Rosemont, IL
  • 07/2016 → 09/2017
    Mutual Of Omaha Insurance Company
    Rosemont, IL
  • 04/2016 → 12/2016
    Vipco Advisors
    Frisco, TX
  • 09/2017 → Present
    Lisle, IL
  • 01/2018 → 04/2018
    Uncle Julio'S Restaurant
    Lombard, IL
  • 03/2018 → 05/2018
    Kona Grill
    Oak Brook, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-07
S63 Uniform Securities Agent State Law Examination 2017-06-16
  • S65 Uniform Investment Adviser Law Examination
    2017-07-07
  • S63 Uniform Securities Agent State Law Examination
    2017-06-16
Other Names
  • Maureen T Olson
  • Maureen T Stewart

View on SEC IAPD

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