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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
100 New Millennium Way, Durham, NC 27709-8204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 04/2017 | 01/2019 |
| North Carolina National Guard | Wadesboro/Hamlet | NC | 03/2012 | 03/2017 |
| Cinemark | Asheboro | NC | 06/2016 | 03/2017 |
| Td Ameritrade | Durham | NC | 02/2019 | 09/2019 |
| First Citizens Investor Services | Raleigh | NC | 12/2019 | 07/2021 |
| Unemployed | Cary | NC | 09/2019 | 12/2019 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2012 | 12/2016 |
| Fidelity Investments | Durham | NC | 07/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-21 |
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