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475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-06-05 |
Branch Locations
475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
2929 N Central Avenue Suite 1400, Phoenix, AZ 85012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alphastar Capital Management, Llc | Cornelius | NC | 04/2017 | 08/2017 |
| Financial Independence Group | Cornelius | NC | 05/2008 | 08/2017 |
| Simplicity Wealth Llc | Summit | NJ | 04/2019 | Present |
| Simplicity Group | Phoenix | AZ | 08/2017 | Present |
| Guardian Wealth Management | Phoenix | AZ | 05/2021 | Present |
| Peaceful Mountain Llc | Phoenix | AZ | 10/2019 | Present |
1) Simplicity Group; Investment-related; 2929 N Central Ave 14th Fl. Phoenix, AZ 85012; Insurance Marketing Organization and Financial Services; Partner; Partner; 08/2017; Approx. 160 hours/month; Approx. 120 hours/month during trading hours. 2) Guardian Wealth Management; Investment-related; 8700 E Vista Bonita Dr, Suite 160, Scottsdale, AZ 85255; Financial Services; Partner; Partner; 05/2021; Approx. 160 hours/month; Approx. 120 hours/month during trading hours. 3) Co-Founder; Trademark Apparel; investment related: No; Location: 9401 E Calle de Valle Dr Scottsdale AZ 85255; Description of the business: Apparel Company; Responsibilities Duties: Finances; Start date with business: 2020-03-01; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 0; 43) Peaceful Mountain LLC;not investment related; 2601 E Spring Rd Phoenix AZ 85032; Rental Property;Partner 10/01/2019; Approx 4 hours per month; hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-05 |
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