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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-17 |
| NJ | RA | APPROVED | 2020-09-30 |
Branch Locations
Citi Private Bank 153 East 53Rd St., 24Th, 25Th Fls, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | New York | NY | 04/2017 | 10/2017 |
| Jp Morgan Chase Bank | New York | NY | 04/2017 | 10/2017 |
| Citibank N.A. | New York | NY | 04/2015 | 03/2017 |
| Lh Wellbeing Care | New York | NY | 04/2016 | 04/2017 |
| Lh Wellbeing Care Inc | New York | NY | 04/2016 | Present |
| Citigroup | New York | NY | 10/2017 | Present |
DM Realty LLC; Home Improvement; Non-Investment Related; New York, NY; Affiliation Start Date: 5/20/2019; Co-Owner; I will just invest my funds with no other duties; 0 hours devoted to the outside business each month during securities trading hours; 3 hours devoted to the outside business each month outside of securities trading hours. ///// S&A Unified Home Care, INC.; Healthcare; Not investment-related; New York, NY; Affiliation started 06/01/2020; Caregiver; Make doctor appointments, medication reminder, taking walks, cooking and light housework; No time devoted during securities trading hours; 148 hours devoted each month outside securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-25 |
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