Mark William Allert

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2023-09-20
DC	RA	APPROVED	2023-09-18
TX	RA	APPROVED_RES	2017-09-22
CA	RA	APPROVED	2017-08-10

OK RA
APPROVED

Since 2023-09-20
DC RA
APPROVED

Since 2023-09-18
TX RA
APPROVED_RES

Since 2017-09-22
CA RA
APPROVED

Since 2017-08-10

Branch Locations

Corona, CA • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Corona	CA	02/2017	06/2017
Peace Lutheran Church	Corona	CA	03/2004	02/2017
Thrivent Investment Management Inc	Corona	CA	06/2017	Present
Thrivent Financial	Appleton	WI	06/2017	10/2017
Thrivent Financial	Appleton	WI	10/2017	09/2023
Thrivent Financial	Appleton	WI	09/2023	Present

02/2017 → 06/2017

Unemployed

Corona, CA
03/2004 → 02/2017

Peace Lutheran Church

Corona, CA
06/2017 → Present

Thrivent Investment Management Inc

Corona, CA
06/2017 → 10/2017

Thrivent Financial

Appleton, WI
10/2017 → 09/2023

Thrivent Financial

Appleton, WI
09/2023 → Present

Thrivent Financial

Appleton, WI

Other Businesses

GARRISON BOARD OF DIRECTORS WITH PEPPERMINT RIDGE POSITION: Vice Chair NATURE: Review and adopt the operational financials of a HUD related home for adults with developmental disabilities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 825 Magnolia Ave, Corona CA 92879, United States DESCRIPTION: Attend at least one meeting per year.Review and adopt annual Balance Sheet and Statement of Income and Expenses.Preside over the board meeting in the Chair's absence. CIRCLE CITY ROTARY POSITION: Chair of Community Service Committee NATURE: Community Service Organization, local chapter of Rotary International. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 1800 Eagle Glen Pkwy, Corona CA 92883, United States DESCRIPTION: Organize and lead the club's community service events, such as Adopt-a-Park, volunteer for set-up for various non-profit or public school events, clean up events run by the city, keeping our Rotarians at Work.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-09

S66 Uniform Combined State Law Examination

2017-08-09

View on SEC IAPD