Vijay Luxmi Bajaj

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2004-04-14

IL RA
APPROVED

Since 2004-04-14

Branch Locations

2323 Naperville Rd Ste 140, Naperville, IL 60563 • United States

Lisle, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Naperville	IL	08/2005	03/2020
Ameriprise Financial Services, Llc	Naperville	IL	03/2020	Present

08/2005 → 03/2020

Ameriprise Financial Services, Inc.

Naperville, IL
03/2020 → Present

Ameriprise Financial Services, Llc

Naperville, IL

Other Businesses

Business Ownership; V & V Partners LLC; Part owner to purchase the property that we are renting for office space; Real Estate Company; 6489 Coach House Rd, Lisle, IL 60532, ,; Not Investment-Related; 03/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-04-25
S63	Uniform Securities Agent State Law Examination	1999-03-03

S65 Uniform Investment Adviser Law Examination

2003-04-25
S63 Uniform Securities Agent State Law Examination

1999-03-03

Other Names

Vijay Luxmi Sood

View on SEC IAPD