Robert Nicholas Malone

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 11/2018
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 02/2018 → 11/2018
  Northwestern Mutual Investment Services Llc
  Frisco, TX
• 11/2018 → 04/2023
  Massmutual
  Dallas, TX
• 01/2019 → 04/2023
  Mml Investors Services
  Dallas, TX
• 09/2013 → 06/2017
  Texas Christian Univesity
  Fort Worth, TX
• 04/2023 → 06/2023
  Lincoln Financial Advsors Corporation
  Plano, TN
• 06/2024 → Present
  Fisher Investments
  Plano, TX
• 09/2023 → 05/2024
  Cintas
  Coppell, TX

Previous Registrations

• 2023-04-21 → 2023-06-06
  Osaic Fa, Inc.
  Plano, TX
• 2022-06-13 → 2023-04-12
  Mml Investors Services, Llc
  Dallas, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-05-24
• S63 Uniform Securities Agent State Law Examination
  2018-07-02

Other Names

• Nick Malone
• Nick Malone