Irene Giannopoulos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-01-21
NY	RA	APPROVED	2022-01-19

TX RA
APPROVED

Since 2022-01-21
NY RA
APPROVED

Since 2022-01-19

Branch Locations

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	01/2019	02/2019
Stifel Nicolaus & Company	New York	NY	07/2017	08/2017
Northwestern Mutual	New York	NY	01/2017	05/2017
Fordham University	Bronx	NY	08/2016	05/2018
Unemployed	Valley Stream	NY	05/2018	01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	10/2019	Present
Unemployed	New York	NY	02/2019	10/2019

01/2019 → 02/2019

Morgan Stanley

New York, NY
07/2017 → 08/2017

Stifel Nicolaus & Company

New York, NY
01/2017 → 05/2017

Northwestern Mutual

New York, NY
08/2016 → 05/2018

Fordham University

Bronx, NY
05/2018 → 01/2019

Unemployed

Valley Stream, NY
10/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
02/2019 → 10/2019

Unemployed

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-17
S63	Uniform Securities Agent State Law Examination	2021-09-23

S66 Uniform Combined State Law Examination

2022-01-17
S63 Uniform Securities Agent State Law Examination

2021-09-23

Other Names

Irene Garidas

View on SEC IAPD

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