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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-21
FL RA APPROVED 2023-09-20
  • TX RA
    APPROVED
    Since 2023-09-21
  • FL RA
    APPROVED
    Since 2023-09-20

Branch Locations

Delray Beach, FL • United States

3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Leawood KS 12/2017 09/2022
Cramer Capital Management, Llc Kansas City MO 03/2017 12/2017
Unempoyed Fort Lauderdale FL 04/2016 03/2017
Whole Foods Overland Park KS 11/2017 12/2017
Amazon.cOm, Inc. Lenexa KS 12/2016 12/2016
Bank Of America, N.A. Leawood KS 07/2018 09/2022
First Republic Securities Company, Llc Boca Raton FL 09/2022 Present
First Republic Investment Management, Inc Boca Raton FL 09/2022 Present
J.P. Morgan Securities Llc Palm Beach FL 09/2023 Present
  • 12/2017 → 09/2022
    Leawood, KS
  • 03/2017 → 12/2017
    Cramer Capital Management, Llc
    Kansas City, MO
  • 04/2016 → 03/2017
    Unempoyed
    Fort Lauderdale, FL
  • 11/2017 → 12/2017
    Whole Foods
    Overland Park, KS
  • 12/2016 → 12/2016
    Amazon.cOm, Inc.
    Lenexa, KS
  • 07/2018 → 09/2022
    Bank Of America, N.A.
    Leawood, KS
  • 09/2022 → Present
    First Republic Securities Company, Llc
    Boca Raton, FL
  • 09/2022 → Present
    First Republic Investment Management, Inc
    Boca Raton, FL
  • 09/2023 → Present
    Palm Beach, FL
Previous Registrations
Other Businesses

Entity Name: State of Florida Notary Public Investment related: No Address: Private Residence Nature of the other business: Notary Position/Title/Relationship: Employee/Contractor Start Date: 04/24/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Florida Notary Public I*112397 For profit or not for profit: Non-Profit Organization Name of outside business organization: KCK Huggers/Special Olympics Investment related: N Address of business: Kansas City, Kansas 66102 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 9/26/2017 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: We support forms of education, sports and activities for intellectually and physically challenged individuals. We are a 501(c)(3) organization. I am VP (2018)/Pres elect (for 2019). My duties include volunteering for sporting and social events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-27
  • S66 Uniform Combined State Law Examination
    2018-07-27
Other Names
  • Laura Dasilva
  • Laura Pricer

View on SEC IAPD

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