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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-21 |
| FL | RA | APPROVED | 2023-09-20 |
Branch Locations
Delray Beach, FL • United States
3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Leawood | KS | 12/2017 | 09/2022 |
| Cramer Capital Management, Llc | Kansas City | MO | 03/2017 | 12/2017 |
| Unempoyed | Fort Lauderdale | FL | 04/2016 | 03/2017 |
| Whole Foods | Overland Park | KS | 11/2017 | 12/2017 |
| Amazon.cOm, Inc. | Lenexa | KS | 12/2016 | 12/2016 |
| Bank Of America, N.A. | Leawood | KS | 07/2018 | 09/2022 |
| First Republic Securities Company, Llc | Boca Raton | FL | 09/2022 | Present |
| First Republic Investment Management, Inc | Boca Raton | FL | 09/2022 | Present |
| J.P. Morgan Securities Llc | Palm Beach | FL | 09/2023 | Present |
Entity Name: State of Florida Notary Public Investment related: No Address: Private Residence Nature of the other business: Notary Position/Title/Relationship: Employee/Contractor Start Date: 04/24/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Florida Notary Public I*112397 For profit or not for profit: Non-Profit Organization Name of outside business organization: KCK Huggers/Special Olympics Investment related: N Address of business: Kansas City, Kansas 66102 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 9/26/2017 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: We support forms of education, sports and activities for intellectually and physically challenged individuals. We are a 501(c)(3) organization. I am VP (2018)/Pres elect (for 2019). My duties include volunteering for sporting and social events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-27 |
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