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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-06-10 |
Branch Locations
800 N Brand Blvd, Glendale, CA 91203 • United States
50 Pointe Dr, Brea, CA 92821 • United States
Fullerton, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 11/2019 | 09/2020 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 11/2019 | 09/2020 |
| Axa Advisors, Llc | New York | NY | 04/2017 | 10/2019 |
| Axa Advisors | Los Angeles | CA | 09/2017 | 10/2019 |
| Allstate Insurance Company | Los Angeles | CA | 01/2017 | 06/2017 |
| Jeong & Likens, L.C. | Los Angeles | CA | 01/2016 | 09/2016 |
| Unemployed | Los Angeles | CA | 10/2016 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 09/2020 | 04/2022 |
| Bank Of America, N.A. | Los Angeles | CA | 09/2020 | 04/2022 |
| U.S. Bancorp Advisors, Llc | Brea | CA | 06/2022 | Present |
| Unemployed | Los Angeles | CA | 05/2022 | 05/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-07 |
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