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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
Greenwood Lake, NY • United States
360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Defeos Marine | Greenwood Lake | NY | 10/2016 | 03/2017 |
| Bridge Marina | Lake Hopatcong | NJ | 10/2015 | 10/2016 |
| Coty Marine | Toms River | NJ | 07/2015 | 10/2016 |
| Pruco Securities, Llc. | White Plains | NY | 05/2020 | 11/2024 |
| Prudential Insurance Company Of America | White Plains | NY | 05/2020 | Present |
| David Lerner Associates Inc. | White Plains | NY | 04/2017 | 05/2020 |
| Lpl Enterprise, Llc | White Plains | NY | 11/2024 | Present |
1) 01/29/2025- Owner- Real Estate Rental- AIRBNB in Southern VT. Short term rental.- inv. related- at Fair Haven, VT. - start date 06/08/2024- 8hrs/mnth-1hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-07 |
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