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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-21 |
| WA | RA | APPROVED | 2022-10-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Richland | WA | 04/2017 | 08/2022 |
| Adams Enterprises (Mcdonald's) | Kennewick | WA | 12/2008 | 04/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kennewick | WA | 08/2022 | Present |
| Ashford University (University Of Arizona Global Campus) | Chandler | AZ | 01/2012 | 03/2017 |
1) NAME OF ENTITY: LULAROE;ADDRESS: CORONA, CA NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: INDEPENDENT CLOTHING RETAIL; CAPACITY: INDEPENDENT CONTRACTOR/CONSULTANT; START DATE: 11/2019; DUTIES: INDEPENDENT RETAIL CONSULTANT; HOURS DEVOTED PER MONTH: .25;HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; I*3003273, Entity Type: Entity For Profit, Name of OBA: Shutterfly Lifetouch, LLC, Address: Eden Prairie, Minnesota, 55344, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 10/19/2025, No Hours: 15 Weekly, No Hours during Trading: 0 Weekly, Duties: Seasonal photography
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-14 |
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